HomeMy WebLinkAbout02.06.84 Council Packet AGENDA
COUNCIL MEETING
REGULAR
FEBRUARY 6, 1984
1. CALL TO ORDER
2. APPROVE AGENDA
3. APPROVE MINUTES
a. January 16, 1984
4. CITIZENS COMMENTS
5. PUBLIC HEARINGS
a. 7:00 P.M. - Consider Amending Zoning & Subdivision Ordinance as they
relate to P.U.D. 's
b. 7:15 P.M. - Consider Amending Comprehensive Plan relating to 1990
Service Area.
c. 7:30 P.M. - Consider Amending 10-10-10 of City Code relating to
Public Hearings for Mineral Extraction Permits.
d. 7:30 P.M. - Consider increase for Cable T.V. Rates
6. PETITIONS, REQUESTS AND COMMUNICATIONS
7. ORDINANCES AND RESOLUTIONS
8. UNFINISHED BUSINESS
a. Review Revised Police Towing Policy
b. Budget Adjustment
9. NEW BUSINESS
a. Appoint City Delegate to LMC Legislative Conference
b. Senior Citizen Center
c. Park and Recreation
1. Accept Resignation of Dirk Rotty
2. Appoint new member to complete Dirk Rotty's term
10. MISCELLANEOUS
a. Open and consider bids for Garbage Truck
11. CONSENT AGENDA
a. Approve Street Closure - Oak Street from 2nd St. to 3rd St. -3/4/34
12:00 noon - 6:00 P.M.
b. Approve Capital Outlay Request - Police Department
1. Paper Shredder
2. Electric Typewriter
3. Multi-purpose Storage Cabinet
c. Capital Outlay Request - Liquor Store
1. Microwave Oven
2. Storage Cabinet
d. Request to attend Municipal Liquor Store Conference - Feb. 13 & 14, Paul Asher
e. Budget Adjustment/Capital Outlay - Administration and Liquor Store
f. Set Public Hearing to Consider Preliminary P.U.D. - February 21, 1984 - 7:15 P.M.
g. Bills
12. ADJOURN
THE AGENDA IS CLOSED OUT AT NOON ON THE TUESDAY PRECEDING THE MEETING.
COUNCIL MEETING AGENDA - ADD ONS
13. Request to Attend School - Planning Commission
14. Set Public Hearing to Consider Preliminary Plat - Westview Fourth
February 21, 1984
15. Gambling License - Eagles Club
16. Set Public Hearing to Consider Rezoning the NE4 of the NE4 of Section 13,
City of Farmington, from R-1 to R-2 - February 21, 1984 at 7:45 P.M.
MEMO TO: MAYOR AND COUNCILMEMBERS
SUBJECT: AGENDA ITEMS
DATE: FEBRUARY 3, 1984
5a. Correspondence enclosed.
5b. Memo enclosed.
5c. Information sent previously
5d. Memo from Jerry Gorgos enclosed.
8a. Copy enclosed.
8b. I have completed my review of the City budget relating to the $2,700
reduction. I have just recently received some additional information
which I would like to review. Therefore, I would like to delete this
item and place it on the next meetings agenda.
9a. Copy enclosed.
9b. Memo enclosed.
9c. 1. Resignation enclosed.
2. Dennis Walter finished fourth in the balloting for the three positions
available. The only other application was Terry Schilson. Mr. Walter
has indicated that he would serve. Mr. Schilson has not been contacted
yet. The applications are on file if anyone wishes to review them.
lla. Memo enclosed.
lib. Request enclosed. As per Wayne's recommendation, the approval of the type-
writer is contingent upon receiving sufficient trade in.
llc. Request enclosed.
lid. Request enclosed.
lle. Request enclosed.
llf. The Planning Commission granted preliminary approval of the P.U.D. See
minutes of January 26, 1984.
11g. Copy enclosed.
13. Correspondence enclosed.
14. Pursuant to the City Code a public hearing must also be held to consider the
preliminary plat along with the P.U.D.
15. Request enclosed.
16. The rezoning has been recommended by the Planning Commission after Staff has
calculated trunk sewer assessments against the 20 acres of land not previously
included within Sewer District 1. Staff should have the calculations completed
by February 21, 1984.
r
TELEPHONE: 463-7808
G. M. GORGOS
ATTORNEY AT LAW
427 THIRD STREET
FARMINGTON,MINNESOTA
55024
February 3, 1984
Larry Thompson
City Hall
Farmington, Mn. 55024
In Re: Cable T.V. Ordinance
Dear Larry:
I have reviewed our cable T.V. ordinance as it relates to the estabishment
of rates and compared our regulations as they relate to those of the Federal
Communication Commission.
I have also compared our regulations regarding rates with a decision recently
heard by United States Supreme Court in the case of Brookhaven Cable TV, Inc. vs
Kelly, 573 F. 2d 765 (2d Cir. ), cert. den'd. , 441 U.S. 904. , in which it was held
that State or Legal regulations of rates for pay cable T.V. services, for which
a pre-channel charge is made would be invalid.
In consideration of the regulations of the FCC and the decision of the United
States Supreme Court, , I am of the opinion that the City would have no authority
to regulate the rates for which Metro Cable is seeking an increase.
Therefore, the schedule public hearing is not necessary.
Sincerely,
G.M. Gorgos
City Attorney
GMG/ea
LAW OFFICES OF
PIPER & MARBURY
888 SIXTEENTH STREET, N.W.
WASHINGTON, D.C. 20006
TELEPHONE 202-785-8150
CABLE PIPERMAR WSH 1100 CHARLES CENTER SOUTH
TELEX 904246 36 SOUTH CHARLES STREET
BALTIMORE, MARYLAND 21201
MARK J.TAUBER TELEPHONE 301-539-2530
January 19, 1984
Mr. Frank Woytek
Metro Cable, Inc.
16900 Cedar Avenue South
Rosemount, Minnesota 55068
Dear Frank:
You have asked me, as communications counsel to Metro Cable,
Inc. , whether any state or local municipal franchising body has
the authority to set or regulate rates for pay cable television
program services such as Home Box Office, Showtime, The Movie
Channel or other specialized program services for which a per-
program or per-channel charge is made. The simple answer is no.
The Federal Communications Commission has clearly preempted all
state and local municipal regulation of pay cable rates and that
action has been upheld by the U.S. Supreme Court. See, e.g. ,
LBrookhaven Cable TV, Inc. v. Kelly, 573 F.2d 765 (2d Cir. ) , cert.
den'd. , 441 U.S. 9041 (1978) , and Community Cable TV, Inc. ,
FCC 83-525, released on November 15 , 1983 (copies attached) .
Thus, any state or local municipal attempt to impose price
regulation on pay cable programming would be invalid ab initio,
as a matter of law.
Of course, should you have any questions, feel free to call.
Since -ly,
'ark J. Tauber
Attachments
BROOKHAVEN CABLE TV, INC. v. KELLY 765
Cite as 573 F.2d 785 (1978)
1. States X4.10 f
BROOKHAVEN CABLE TV,INC.,Capital Telecommunications a=449
Cablevision, Inc., Samson Cablevision Federal Communications Commission
Corp., Teleprompter Electronics Corpo- has authority to preempt state and local
ration, Warner Cable of Olean, Inc., Na- price regulation of special pay cable televi-
tional Cable Television Association, Inc., sion programming.
New York State Cable Television Asso-
ciation and Home Box Office, Inc., 2. Telecommunications 0=449 y
Plaintiffs-Appellees, FCC may regulate cable television pro-
gramming if its regulation will further goal
t United States of America and Federal which it is entitled to pursue in broadcast g
Communications Commission, area.
,.Plaintiffs-Intervenors-Appellees, 3. Telecommunications a=449
v. In view of FCC pronouncements to ef-
feet that there should be no regulation of
Robert F. KELLY, Chairman, Jerry A.
rates for special pay cable television pro-
Danzig, Vice Chairman, Michael H. Pen-
gramming by any governmental level, FCC
dergast, Eli Wagner and Edward J.
Wegman, Commissioners of the New sought to preempt state and local price
York State Commission on Cable Televi- regulation of such programming.
sion, Defendants-Appellants, 4. Telecommunications a=449
FCC's choosing to preempt state and
National Association of Regulatory local price regulation of special pay cable
Utility Commissioners, television programming by means of policy
Defendant-Intervenor-Appellant. statements and interpretations rather than
Nos. 458, 482, Dockets 77-6156, 77-6157, formal regulation did not vitiate its attempt
to preempt.
United States Court of Appeals, ,.
Second Circuit. 5. Telecommunications a=449
FCC preemption rendered invalid New
Argued March 8, 1978. York's attempt to impose price regulation
Decided March 29, 1978. on special pay cable television program-
ming. Executive Law N.Y. §§ 811-831,
815, 819, 825.
Appeal was taken from declaration by r
the United States District Court for the Stuart Robinowitz, New York City(Paul,
Northern District of New York, Edmund Weiss, Rifkind, Wharton & Garrison, Rob-
Port, J., 428 F.Supp. 1216, that attempt of
P ert S. Smith, Susan P. Carr and Jack A.
New York State Commission on Cable Tele- Horn, New York City, on the brief), for
If vision to regulate rates charged for special- ' 4
�' 1 plaintiffs-appellees.
ized pay cable programming was improper
in light of FCC preemption, and from in- Eloise E. Davies,Atty.,Appellate Section,
junction against such regulation. The Civ. Div., Dept. of Justice, Washington, D. __
Court of Appeals, Lumbard, Circuit Judge, C. (Barbara Allen Babcock, Asst. Atty. .i
held that: (1) FCC has authority to pre- Gen., Washington, D. C., Paul V. French, U. k- _
empt state and local price regulation of S. Atty., Albany, N. Y. and Leonard Schait-
special pay cable programming, and(2) FCC man, Atty., Dept. of Justice, Washington, 4:
preemption rendered invalid New York's D. C., Daniel M. Armstrong, Associate Gen.
Counsel, Gregory Christopher and Lauren '
attempt to impose price regulation on such
programming. Belvin, Counsels, F. C. C., Washington, D. '
C., on the brief), for intervenors-plaintiffs-
,.
�
Affirmed. appellees. a
A -- ti, 7 .
766 573 FEDERAL REPORTER, 2d SERIES
,
Charles A. Bradley, New York City possessed and had asserted the requisite
(Louis J. Lefkowitz,Atty. Gen. of the State authority,
�. +� granted summary judgment to
of N. Y., Ruth Kessler Toch, Sol. Gen. and the plaintiffs herein, declaring that the ac-
Kenneth J. Connolly, Principal Atty., Alba- tion of the New York State Commission on
ii. ny, N. Y., on the brief), for defendants-ap- Cable Television ["Commission") seeking to
pellants. impose price regulation on specialized pay
. 4, ; William R. Nusbaum, Deputy Asst. Gen. cable was invalid, and enjoining defendants
y Counsel, Washington, D. C. (Paul Rodgers, from attempting such regulation in the fu-
4.-, :, . Gen. Counsel, and Charles A. Schneider, ture. We affirm.
- Asst. Gen. Counsel, Washington, D. C., on
the brief), for intervenor-defendant-appel-
lant. I
sl Plaintiffs are five cable television opera_
t Before LUMBARD and OAKES, Circuit tors, two trade associations and Home Box
Judges, and WYZANSKI, District Judge.' Office, a supplier of special pay cable pro-
gramming. In addition,Judge Port permit-
LUMBARD, Circuit Judge: ted the FCC and the United States to inter-
This appeal raises two questions: wheth- vene as parties plaintiff. The Commission
- ` er the Federal Communications Commission and its members were joined as defendants
has the authority to preempt state and local by intervenor National Association of Regu_
price regulation of one aspect of cable tele- latory Utility Commissioners ["NARUC'].
vision—specialized programming
for which This action was commenced in response
a per-program or per-channel charge is to New York's scheme for regulating cable
made—and if so, whether the FCC has ade- TV, N.Y.Exec.Law §§ 811-831 (McKinney's
quately and effectively exercised that au- 1972-1977 Supp.)(article 28). The relevant
thority. The Northern District of New portions of article 28 are set forth in the
York, Port, J., finding that the FCC both margin.' The provisions in dispute here e
*Sitting by designation. sion system does not occupy, use or in any .71
I. §815. Duties of the commission way traverse a public street. The provision
The commission shall: of any municipal charter or other law autho-
(1) Develop and maintain a statewide plan rizing a municipality to require and grant
for development of cable television services, franchises is hereby enlarged and expanded,
setting forth the objectives which the corn- to the extent necessary, to authorize such
mission deems to be of regional and state franchises.
concern; 3. Nothing in this article shall be con-
(2) to the extent permitted by, and not strued to prevent franchise requirements in
contrary to applicable federal law, rules and excess of those prescribed by the commis-
lc
contations: sion, unless such requirement is inconsistent
(a) prescribe standards for procedures and with this article or any regulation, policy or '
practices which municipalities shall follow in procedure of the commission.
granting franchises . .
(b) prescribe minimum standards for inclu- §825. Rates
sion in franchises . . . . 1. Except as otherwise provided in this
section, the rates charged by a cable televi-
§819. Franchise requirement sion company shall be those specified in the
' 1. Notwithstanding any other law, no ca- franchise which may establish,or provide for
ble television system, whether or not it is the establishment of reasonable classifica-
tions of service and categories of subscribers,
deemed to occupy or use a public thorough-
or charge different rates for differing services
fare, may commence operations or expand
the area it serves after April first, nineteen or for subscribers in different categories. '
hundred seventy-three unless it has been 2. Such rates may not be changed except
franchised by each municipality in which it by amendment of the franchise.
proposes to provide or extend service. .
2. A municipality shall have the power to 5. In addition to other powers, the corn-
require a franchise of any cable television mission may,after public notice and opportu-
system providing service within the munici- nity for hearing, prescribe rates for cable „, 4
pality,notwithstanding that said cable televi- television service
r
iv ' `'
BROOKHAVEN CABLE TV t
, INC. v. KELLY i
concern the setting0.
Cite as 573 Fad 765 (1878) 767
of rates by the state [2] The
x-
-, and local franchising authorities. Court elaborated on
paneled this standard in United Stateand s v.
is
The sections concerning rates generated Midwest Video Corp.,r y considerable confusion when
► 32 .E U.S. 649,(1972),97 -68,
is 1972, y Promulgated 92 S.Ct. 1860, 1870,32 L.Ed.2d 390 in
particular) with regard to special which it approved
programming on cable systems. According- cable originaon rules as "reae sonably anvil .,
� ly,on March 1, 1976, the Commission issued lary"' a "Clarification of Commission Policy,"2 fished regulatoryI
to "the achievement fieldof of estab_
[ which indicated 1
O that no exemption or sion broadcastinggoalsiin the tn number
exclusion franchising and rate a by increasing the number
e fusion fromtf was intended for prov- of outlets for community self-expression
al requirements
quire or "subscription"we "pay," and augmenting the public's choice of pro-
' ices—the specialized rcable serv- grams and type of service."
�. dace, programming at issue the FCC mayre It follows that
(2) that companies alreadyngon regulate cable TV if its rage_
pay cable services would not be required!to totpur uewillinu heeb broadcast ar a goal rch it is entitled
amend their franchises immediately, $
would have to v but area.
f
k give notice within two A al payn to delay all price test; a ion y
months to the appropriate authorities of special cable meets that a policy
re-
' ocurrent rates, or face authorities
of permittingc Y
sheirions"; and (3) "appropriate development o price il.
straints at every level is reasonably
menti" that "active enforce- lary to. the objective of increasing o
of these policies would be under- anvil-
taken.
diversit program
y, and far less intrusive than the
<, Plaintiffs sought a declaration that the Midwest Video, supra.
mandatory origination rules approved in
policies expressed in the Clarification vio- ation of Theater Owners v.
lated the supremacy clause of the United A Cf.National Assoc.i
States Constitution—because PP•D•C. 352, 362, 420 F. FCC, 136 U.S.
2d 9094
FCC preemption—as well as the firstllf fifth L.Ed.2d 102 (1970)U.S. 922, in S.Ct.3 914, 25and fourteenth amendments.
The district regulation (upholding FCC's non-
__
granted summary judgment on the field Policy in subscription television
�' ` supremacy clause claim, and this
pending accumulation of�expertise).
Com-
:-
lowed.
appeal fol- Cases relied on by NARUC and the
mission are readilyCoA-
distinguished. In NA-
II RUC v. FCC, 174 U.S.A
[1] We hold that the FCC has the au- F.2d 601 (1976), the court rued that 4there
th[1] to hold tha sthee and local price was no nexus shown between FCC r -
ceority on of preempt
tion of regulation of two-wayp ramp
Pay cable program- leased access cable channels (used nfor such
ming; that it has exercised this authority;
and that the meanss t has chosen a to pre- purposes as burglar alarms)and the
enlpt state re P increasing program diversity. goal of
1' festive. gelation are adequate and ef- rection has been shown. y Here a con-
It United States v. g
Home Box Office, Inc. v. FCC, 567 F.2d 9
Co., 434
392Southwestern Cable (D.C.Cir. March 252
U.S. 157, 178,88 S.Ct. 1994,2004,20
L.Ed.2d 1001 U.S. 829, 98 S.Ct. 111954�L.Ed.2d 89denied,
(1977
(1968), the Supreme Court up- (Dkt. Nos. 76-1841 and – overturned
held the FCC's jurisdiction to regulate cable
e
to extent that such regulation is FCC anti-siphoning rules because 2of failure
"TV to thehl to demonstrate a -
y ancillary to the effective genuine
formance of the Commission's varip re- Phoning broadcast problem of se
fsorm bilitio for the regulation of television FCC's regulatoryprogramming. The
goal in HBO was not pro-
broadcasting," 1_
gram diversity, as here, but decreased -
2, petition. com-
� Con re Rates Charged by Cable Television
Companies for "Auxiliary" Programming, Docket 76 90010
g. vision r 976). (Commission on Cable Tele- 3
C
P f i0,,,.•w .. •t-.'.:er
tpa.
1
i, ''.It . " n 768 573 FEDERAL REPORTER, 2d SERIES
�? Finally, Midwest Video Corp. v. FCC,571 would not only be premature but would
7; F.2d 1025, No. 76-1496 (8th Cir. Feb. 27, in all likelihood have a chilling effect on
1978), held that the FCC's imposition of the anticipated development.
t minimum public access and channel capaci- Clarification of the Cable Television Rules
}<, ty standards on cable systems was improp- and Notice of Proposed Rulemaking and
3 e j•
er. The court ruled that this was an at- Inquiry in Docket Nos. 20018 et al., 46
t ' tempt to do in the cable field something the F.C.C.2d 175, 199-200(1974). See First Re-
' .' FCC was specifically prohibited from doing port and Order in Docket No. 19554, 52
E in the broadcast area—imposing the bur- F.C.C.2d 1, 68 (1975) ("Although, we have
dens of common carriers. The far less in- not ourselves undertaken the regulation of
�, , trusive 'regulation' proposed in the instant rates for the sale of subscription program-
case is one which plainly eludes any at- ming,
� tempt to analogize the regulation itself— we regard our prior statements con_
4;,I' cerning the regulation of subscription oper-
rather than the underlying policy—to the ations as preempting regulation preem tin local re of
broadcast area. rates as well as program content."); Notice
[3] That the FCC has, in fact, sought to of Inquiry in Docket No. 20767, 58 F.C.C.2d
1 ''.'' , preempt state and local price regulation of 915 (1976).
''. special paycable
p programming is evident [4] Finally, we do not believe that the
" from a survey of FCC pronouncements in
�� s„.."'�� FCC's choice to proceed by means of policy
..._It ; the area since 1974: statements and interpretations rather than
} In Section 76.31(a)(4) [of 47 C.F.R.] we formal regulations vitiates its attempt to
require that cable systems, in order to preempt. The policy to preempt has been
r. receive a certificate of compliance, must shouted from the rooftops, see Schwartz v.
• have a franchise providing for franchisor Texas,344 U.S. 199,202-03,73 S.Ct.232,97
approval of initial charges for installation L.Ed.231 (1952),and the FCC has explicitly
and regular subscriber service. We have indicated its intent that there be no price
intentionally and specifically limited rate regulation whatever of the relevant area,
regulation responsibilities to the area of see Bethlehem Steel Co. v. New York State
regular subscriber service, and we will Labor Relations Board, 330 U.S. 767, 773-
continue to do so. We have defined "reg- 74, 67 S.Ct. 1026,91 L.Ed. 1234(1947). The
ular subscriber service" as that service Commission and NARUC both participated
regularly provided to all subscribers. in the 1974 proceedings cited above, and
This would include all broadcast signal had ample opportunities to attempt to per-
carriage and all our required access chan- suade the FCC to their point of view—
nels including origination programming. which they did—and to take an appeal
It does not include specialized program- when they failed—which they did not.
li ming for which a per-program or per-
channel charge is made. The purpose of [5] Accordingly, we are satisfied that
this rule was to clearly focus (sic) the FCC preemption has rendered invalid New
regulatory responsibility for regular sub- York's attempt to impose price regulation
scriber rates. It was not meant to pro- on special pay cable programming,and that
^k * = mote rate regulation of any kind. the injunction was properly issued.
After considerable study of the emerg- Affirmed.
ing cable industry and its prospects for
introducing new and innovative commu-
e ' nications services, we have concluded
that, at this time, there should be no O E KEYNUMBER SYSTEM
it
regulation of rates for such services at all T
by any governmental level. Attempting
y
to impose rate regulation on specialized
; services that have not yet developed
j
•
Before the
Federal Communications Commission FCC 83-525
Washington, D.C.20554 33950
In re: ) 60549
COMMUNITY CABLE TV, INC. ) CSR-2169
Petition tor Special Reliet )
•
MEMORANDUM OPINION AND ORDER
Adopted: November 8, 1983; Released: November 15, 1983
By the Commission: Commissioner Rivera absent.
introduction
I. On February 3, 1983, Community Cable TV, Inc. (here-
inafter "CCTV") , operator of a cable television system serving Las
Vegas, Nevada, and neighboring communities, tiled a "Petition tor
Special Relief Requesting Declaratory Ruling" concerning the extent of
federal preemption of cable television system rate regulation.
Specifically, CCTV seeks a ruling that such preemption
extends not only to pay or subscription cable
services (i.e. , programming for which a per-
channel or per-program charge is made) but also
to specialized or auxiliary cable services --
primarily satellite-delivered programming --
of the kind commonly provided in tiers of
services offered to subscribers at a single
. package rate distinct from the rate charged
tor regular subscriber services.
Comments on CCTV' s petition have been tiled by -the following parties:
Mr . Henry Geller and Ms. Donna Lampert, jointly; the Nevada Public
Services Commission (hereinafter "PSC") ; A-R Telecommunications
(hereinafter "ART") , operator of several cable television systems in
the eastern United States; Group W Cable, Inc. (hereinafter "Group
W") , operator of several cable television systems across the country,
including Reno and Washoe County, Nevada; the City of Dallas, Texas
(hereinafter "Dallas") ; Nevada Pay Television, Inc. (hereinafter
"NPTV") , a distributor of pay television programming in the Las Vegas,
Nevada metropolitan area through multipoint distribution service (MDS)
and master antenna (MATV) systems; the Cable Television Information
Center (hereinafter "CTIC") , "a non-profit organization whose
membership includes over 200 city governments . . . "; Capital Cities
Cable, Inc. (hereinafter "CCC") , operator of over 40 cable systems in
S •
•• •
-2-
60550
It states; the City ot Richmond, Indiana, the TOTOVOt Front Royal ,
Virginia, and the Harrisonburg Electric COmmiss2.0 Ot Harrisonburg,
Virginia, Jointly (hereinafter "the.:Clt-_ies")4-.-0, ,-;-4,111tie Inc. (here-
matter "Time") , a corporation whiciii4Oterf :: 1 developing
teletext, and whose subsidiaries initkkailitttf:JA - 44,i'ie,;:-*'system operator
American Television and communicationtarpaii ',':;Ahereinatter
"ATC") , Home Box Ottice, Inc. (hereinafter HBO")', Cinemax, and the
USA Network (hereinatter "USA") . // .CCTV has r-e.kied to these
comments, as has the National Cable164.'-evlat6-0,-.,.V1 --ti-ation, Inc.
(hereinatter "NCTA") 2/ :
• -
2. CCTV seeks its requestedlOffiAAesult ot the
decision in In re Proposed General Order No.. -40-ktt.160dket No. 82-343
(Nev. Pub. Serv. Comm'n, Nov. 2, 1982) . On JOlykb, 1982, PSC pro-
posed to adopt General Order No. 40 in orde,r to,:d.,kority and define the
terms and provisions ot Nevada's cable televiai&OVIStem laws, Nev.
Rev. Stat. §§111 et seq. General Order No. 40 contemplates rate regu-
lation by PSC tor all subscriber service, a term .detined in Section
2.8 ot General Order No. 40 as "all -Cable televSiOn service provided
other than pay channel services. " Section _2'.1-11#jines pay channel
service as "a channel which is individually -chailici to customers. " A
public hearing on the PSC proposal was held in Catton City, Nevada, on
September 28, 1982, in which CCTV and other parties participated. As
a result ot this hearing , PSC tound, contrary to the position urged by
CCTV and other cable television companies (see rite Proposed General
Order No. 40, slip op. at 4-5) , that " Itthe scot* or federal pre-
emption over CATV service is necessarily limited to specialized
programming tor which a per-program or per-channel charge is made
. . • • •• Id. at 8. Subsequently, CCTV tiled the instant petition.
Summary Or ccTV41-e'titi.bri'-'' 16,i.'.
3. In support of its petition, CCTV agues that General
Order No. 40 would countenance ,sta, - • Aft.V..4., ,,,.zxates in a manner
which has been preempted by the es particularly
that its "expanded tier " whiCh:•4:-.55.4igt Its "basic
r •
tier" 3/ -- includes satellite-delivered serV1 ' Lsuch as Stations
WGN-TV (Ind. , Channel 9) , Chicago, Illinois, WOR-TV (Ind. , Channel 9) ,
Secaucus, New Jersey, and WTBS (Incl.A:Channel'"OrAtlanta, Georgia;
the Entertainment and Sports ProgrelNetwdriC (hk4inatter "ESPN") ;
1/ By Order, Mimeo No. 2735 (releMATA4V-- a "Motion tor
Extension ot Time" tiled February ,as granted by the
' Chiet or the Video Services DivisiOn-,)Dt:-the:: - ,•;: -.714. ia Bureau,
extending the time tor tiling ts until March 18,
1983, and tor tiling CCTV's s
L/ NCTAs reply is contemplated nal her [1.45 (b) or by
Section lb 1 (e) ot .the .Commis TAis not a
petitioner. However , we ,uld be best
served by the Commission's tuUthe tacts and
arguments set torth herein. ,7 ,./y will be con-
sidered.
.3/ CCTV states that its "basic . i 11 y ot signals
intiti,ed to mandatorycarriNsm..4-17.:'%74.41k-V:?i" ' .'-j..1.11asion' s signal
.. . • -*
60551 •
-3-
Cable News Network (hereinafter "CNN") ; the Satellite Program Network
(hereinafter "SPN") ; USA; Music Television (hereinafter "MTV") ;
Satellite News Channel (hereinafter "SNC") ; and the Christian
Broadcasting Network (hereinafter "CBN") . In addition, CCTV' s
-expanded tier" otters a non-satellite-delivered program guide,
Community Bulletin Board, and a New York Stock Exchange ticker. Were
CCTV to attempt to otter services such as these on a separate, per-
channel charge basis, to avoid PSC rate regulation, CCTV notes that
services such as MTV and Nickelodeon would no longer be made available
to it. CCTV states that a witness employed by the Warner Amex
Satellite Entertainment Company (hereinafter "WASEC") testitied in the
PSC proceedings that WASEC would not distribute MTV and Nickelodeon to
cable operators intending to otter these services tor a separate, per-
channel charge.
4. CCTV reviews the history ot the Commission' s cable
regulatory program, particularly as it attects local rate regulation,
and argues that the Commission has preempted "cable television rate
regulation tor all but regular subscriber services. " Citing the Cable
Television Report and Order, FCC 72-108, 36 FCC 2d 143 (1972)
(hereinattez "C'T'RU") , recon. granted in part, FCC 72-530, 36 FCC 2d
326 (19 /2) , CCTV contends that the Commission intended that local rate
regulation not extend beyond services furnished to all subscribers.
These regular subscriber services, asserts CCTV, were defined by the
Commission in the Claritication ot the Cable Television Rules and
Notice of Proposed Rulemaking and Inquiry, FCC 74-384, 46 FCC 2d 175,
199 (19 /4) (hereinafter "Claritication-J , to "include all broadcast
signal carriage and all our required access channels including
origination programming. It does not include specialized programming
tor which a per-program or per-channel charge is made. " 4/ CCTV
states that this distinction was maintained by the Commission so as
not to chill the anticipated development ot nascent and proposed
communications services within the cable industry, such as -- citing
• id. at. 200 -- "advertising, pay services, digital services, alarm
systems, two way experiments, etc. " Similarly, notes CCTV, the
Commission preempted rate regulation ot leased access channels, citing
id. at 185-186. Accordingly, CCTV argues, the Commission' s preemption
ot local rate regulation extends to satellite-delivered (and other)
auxiliary cable services such as those provided by CCTV on its
"expanded tier. " CCTV disagrees with PSC' s opinion that the Com-
mission' s recognition that ," (s) atellite transmission to cable systems
has become a technical reality, " id. at lib, indicates that the
Commission did not consider such services to be new and innovative.
Rather , CCTV maintains that such services "had not yet become a
practical reality, " and that the Commission intended to maintain
regulatory tlexibility vis-a-vis such services► through preemption. In
tact, contends CCTV, the tirst domestic satellite receive-only earth
4/ Following the decision ot the Supreme Court in FCC v. Midwest
video Corp. , 440 U.S. 689 (1979) , the Commission deleted, 'inter alia,
its access channel requirements. Order in Docket No. 20508, FCC 80-
608, 83 FCC 2d 147 (1980) , recon. denied, 1CC 81-229, 87 FCC 2d 40
(1981) .
-4- 60552
station authorization to a cable system was granted in 19 /b, in Micro- •
Cable Communications Corporation d/b/a Florida Cablevision (Fort Pierce,
Florida) , FCC 75-931, b4 FCC 2d 881 (1975) , which furthered the
commission's objective ot allowing applicants to demonstrate new
economies and etticiencles in the provision ot existing and new
specialized services, citing id. at 882. CCTV argues that subsequent
Commission decisions reveal the Commission' s intention to limit local
rate regulation to those signals whose carriage is mandated by the
Commission's Rules, citing the Notice of Proposed Rulemaking in Docket
No. 20681, FCC 75-1422, 57 FCC 2d 368, 3 /U (1975) ; the Report and
order in Docket No. 21002, FCC 77-530, 66 FCC 2d 380, 402 n. 21
(19/ /) , and the Memorandum Opinion and Order and Further Notice ot
Proposed Rulemaking in Docket No. 21002, FCC 79-228, 71 FCC 2d 569,
5/1, 584 (19/9) . In addition, CCTV maintains that the Commission' s
rate regulation preemption authority has been upheld on judicial
review, citing Brookhaven Cable TV, Inc. v. Kelly, 573 F.2d 765 (2d
Cir. 1978) , cert. denied, 441 U.S. 904 (1979) , and New York State Com-
mission on Cable Television v. FCC, 669 F. 2d 58 (2d Cir. 1982) .
5. CCTV argues that the Commission's rate regulation pre-
emption and exemptions have furthered "exactly the type ot substantial
and continuing development ot new and innovative cable television
services which the Commission sought to encourage . . . ," noting the
existence of origination programming, pay cable channels, and tele-
vision "superstations. " As a result of the current proliteration,ot
these and other specialized services, CCTV states that it and other
cable systems otter tiers of these specialized and auxiliary services,
largely satellite-delivered and voluntarily carried by the cable
systems. " ISJuch tiers ot specialized programming are typically
grouped together and marketed at a package rate by cable television
operators based on tree market decisions . . . . (footnote omitted) .
In addition to the broadcast "superstations, " CCTV notes that the
services on its expanded tier provide twenty-tour hour sports pro-
gramming (ESPN) ; twenty-tour hour news programming (CNN, SNC) ; and a
variety of sports, entertainment and religious programming (SPN,
USA,
MTV, CBN) . Satellite delivery of programming to cable systems, states
CCTV, led to the creation of the specialized services (as well as the
increased diversity of nationally-oriented programming on the "super-
stations") , whose programming was created explicitly for specific
audiences. CCTV notes that the Commonwealth ot Massachusetts
Community Antenna Television Commission (hereinafter "CATC") , in its
Competitive Standard Rulemaking Report and Order , 5/ found that the
scope of federal preemption ot rate regulation, liberally construed,
extends to all specialty services, available either by satellite or by
other means, including broadcast signals which could be ottered on a
separate per-program or per-channel basis. Accordingly, CCTV urges
that the Commission issue a declaratory ruling contirming that its
rate regulation preemption extends to any specialized or auxiliary
cable services distinct from regular subscriber services, and that the
services provided by CCTV on its "expanded tier" tall into the former
category.
5/ Docket No. R-4 .(Mass. Community Antenna Television Comm'n, July
L5, 1980) .
•
60553-5-
Comments in Support of CCTV Requested Ruling
6. CCTV's petition is supported by the following parties:
Mr. Geller and Ms. Lampert, ART, Group W, CCC, and Time. Each or
these parties contends, as the basis for their analyses, that the
Commission has broadly preempted the field of rate regulation of non-
basic subscriber services, rendering PSC's action ultra vires. •
Proponents generally argue that both the CTRO, supra, and the
Clarification, supra, reveal the Commission' s intent to preempt rate
regulation of non-basic subscriber services broadly, in order to avoid
chilling the development or new, innovative programming and services:
"i.e. , advertising, pay services, digital services, alarm services,
two way experiments, etc. " Id. at 200. Accordingly, it is clear that
the Commission intended its preemption to extend beyond pay services
to the specialized cable programming provided by CCTV. If indeed this
programming is not specifically encompassed by the CTRO and
Clarification, the proponents urge that the Commission should clarity
that its preemption does extend to this programming. Mr. Geller and
Ms. Lampert further argue that pay cable services have benefited from
the Commission' s "determination to allow the new cable services to
develop fully in the marketplace, unhindered by premature and in all
likelihood unnecessary economic regulation. " Other proponents assert
that the preemption or pay cable rate regulation was meant to roster
program diversity, which they contend would be hampered by local rate
regulation. 6/ These proponents note that many programming services
delivered by satellites and offered in tiers would not be viable were
they to be made available only tor a per-channel charge, and that
these services include independent television broadcast stations such
as WTBS, WGN-TV and WOR-TV. 7/
6/ Group W and Time in particular cite their experience in marketing
such services to support the general theme of the proponents that
• local regulation would inhibit development of these services. Group W
also states that both CATC and an Ohio court have found, contrary to
PSC' s interpretation, that tiered services are beyond local regulatory
jurisdiction.
1/ ART also notes that cable systems must pay copyright fees for the
carriage of distant television broadcast signals, as does Group W, who
also points to the demise of services such as CBS Cable and the
Entertainment Channel , as examples of the continued risks to which
program suppliers and cable operators are subjected. CCC argues that
optional programming services are still evolving, and that "more than
halt of this country' s cable systems provide 12' channels or less of
service, " (footnote omitted) , necessitating the freedom to develop and
experiment with optional services which local regulation would
inhibit. CCC also asserts that a rulemaking proceeding is rot
necessary to resolve the issues herein, citing, inter alia, SEC v.
Chenery Corp. , .3.i2 U.S. 194 (1947) .
-b-
60554
Comments Opposing CCTV' s Requested Ruling
I. CCTV' s petition is opposed by the following parties:
PSC, Dallas, MPTV, CTIC, and the Cities. Each opponent contends,
essentially, that the Commission' s preemption of local rate regulation
does not extend specifically to tiers of programming services. PSC
itself notes that it "is charged by the Nevada legislature to supervise
and regulate the operation ot public utilites within the State ot
Nevada, " which includes, pursuant to Nev. Rev. Stat. SS /04. 020 (1) (f)
and 711.080, cable television systems. This regulatory authority over
cable television services, argues PSC, has been upheld by the United
States Supreme Court, citing TV Pix, Inc. v. Taylor, 304 F. Supp. 459
(D. Nev. 1968) , atf'd per curiam, 396 U.S. 556 (19/0) . PSC notes that
it does not regulate MATV systems, citing Nev. Rev. Stat. S /11.040 (2) (b) ,
nor does it regulate "cable television_ programming for which a per-
program or per-channel charge is made," citing Brookhaven Cable TV,
inc. v. Kelly, supra. However, PSC maintains, as it did in In re
Proposed General' Order No. 40, . supra, that it may regulate tier
package otterings.- PSC argues that its tier package rate regulation is
intended "to protect subscribers trom the noncompetitive advantages
that a certificated cable television company enjoys," 8/ and that such
regulation will not inhibit "the Commission' s goal of promoting new
and innovative television services. " .9/
8. Other opponents, in addition to supporting PSC' s argu-
ments, raise turther concerns. Dallas argues that grant ot CCTV's
requested 'ruling would deprive the city of its "contractual right" to
regulate the rates of local cable system operator Warner Amex's second
and third tiers. Dallas also asserts that to limit local rate regu-
lation to those services which cable systems are required to carry
"remove(si trom the local franchisor the authority to regulate rates
tor the majority of cable programming services provided to all sub-
scribers, " contrary to the Commission's dual tederal-local regulatory
policy. NPTV and CTIC urge that the issues raised herein are more
properly the subject tor rulemaking because, as CTIC claims, the
declaratory ruling sought by CCTV "would . . . drastically change the
way cable television rates are regulated in thousands ot jurisdictions
around the country, taking signiticant and established authority away
trom state and local governments. " NPTV argues that preemption of
local rate regulation is no longer necessary, stating that the pay
cable industry has matured, and noting that such ;aervices "yielded
revenues of $575 million in 1980 and accounted for .more than 25% ot
the total cable industry revenues. " (tootnote omitted) . As a
distributor of programming through MDS, NPTV states that it "can otter
only a single channel of services, " compared _with cable's multiplicity
8/ PSC notes, for example, that CCTV offers one tier of primarily
local broadcast signals for $7.95 per month, and a second tier of
primarily satellite-delivered programming tor an -additional $6.95 per
month. However, asserts PSC, "virtually all of the first tier
stations can be received ott air in Las Vegas. " Accordingly, PSC
claims, an individual must pay CCTV at least $14.90 per month to
receive new services via cable television trom CCTV, which enjoys a
monopoly on cable services in Las Vegas and whichabsent local rate
regulation, could charge any price it chooses for its service.
9/ Opponents contend that the Commission years ago recognized the
technical reality ot satellite transmission to cable television
systems, citing the Clarification at 176.
-'- 60555
ot channels. Unregulated cable systems could undercut Mus and other
competitors, NY'1'V contends, whereas local pay cable rate regulation
"would ensure a competitive marketplace. . . . ' LT1C asserts tnat
preemption will lead to nigher rates Lor satellite-delivered basic
services, Lor which there are rarely alternative suppliers, and
tneretore with newer viewers, dibQuurage the growth of advertiser-
supported programming. CT1e notes tne continues introduction Or
advertiser-supported services, sucn as 5panisn International Network,
Black entertainment Television, Cable satellite euDliC Attairs
Network, The Health channel , and The weather Channel , despite the
prevailing view ot local authority concerning tneir legitimate
capacity tor rate regulation. The Cities contend tnat wniie regu-
lation ot pay services may be justitiea as attempting to avoid
regulation of tne programmer nimselr, tiered services -nave no
relation to tne operators rates. The programmer is unattested by
what the operator cnarges tne cable viewer. " 'The cities cnarac-
terize the testimony or the WASt;C employee cited by CCTV (see
paragraph i, supra) as unreliaole and groundless, ana argue tnat
cable operators will not allow tneir program services to be lost.
Citing NARUC II , supra, tne cities maintain tnat "tnere is no nexus
between the goal or tne commission and the preemption or state and
local rate regulation. . . . ••
Reply Comments
9. CCTV tiled its reply comments on April b, 19ss. CCTV
argues tnat, as a Whole, tne comments tiled in tnis proceeding sub-
stantially support CC'1'v' s position. in addition, CCTV contends tnat
CT1C' s opposing comments are at odds with the position or tne
National League or cities (nereinatter "NLC") , "an organization
representing l,uUu cities. " CCTV also asserts tnat NkTV "competes
directly with' CCTV in the Las vegas area tnrougn inter alia, MATV
systems, wnicn . . . FSC 'does not regulate'" (tootnotes omitted) ,
and, accordingly, cnaracterizes NP'rv's position as an attempt to
namper .ccTV in its competitive cnallenge to NYTV. CCTV reiterates
its contention that issuance or tne declaratory ruling wnicn it
requests will not expand tne Commission' s preemption or local rate
regulation, ana argues tnat PSC nas misunderstood the scope or this
preemption. Moreover , noting ccc' s citation or Docket No. LUbbl, DI
FCC 1d at ;i /U, CCTV argues tnat regular subscriber service encompasses
only tnose signals wnose carriage is required by the Commission' s
Rules (and any associated required access services, as well as
installation, reconnection and similar charges) . CCTV denies that
tiers ot services are " ' rurnisnea' or 'provided' to"all • subscribers
because they are not ' required to be carried ' by Commission regu-
lations. . . . instead, such tiers are 'orrered ', as an option to all
subscribers. . . , " ana are plainly included in the Commission's
preemption. While recognizing at tne time or the Claritication,
supra, the technical reality of satellite delivery, the Commission
some two years later still viewed the practical reality or• such
satellite use as a ruture development not yet capable or precise
anticipation. '1'ne mode ot packaging or this satellite-delivered
programming -- whether in a tiered or a per-channel manner -- is not
relevant, CCTV asserts, else one torm ot optional service will be
subject to local regulation, while others will not be subject to
such regulation. CC'ry turtner argues that it has been the lack ot
60556
-a-
regulation which has led to "exactly the type ot dramatic increase
in optional specialized and auxiliary programming which the Com-
mission intended. " CCTV contends that opponents have produced "no
evidence that rate regulation is required to protect viewers'
interests. " (tootnote omitted) . In view of the lack ot evidence ot
harm to cable viewers and given the benefits already gained, pursuant
to the Commission's preemption policy, CCTV urges issuance ot
requested declaratory ruling.
1U. NCTA filed reply comments on April 7, 1983. 10/ NCTA
argues that allowing rate regulation to depend upon the manner in
which services are marketed will only "hamper the development ot
innovative cable services. " NCTA challenges the assertions ot CTIC
and Dallas that satellite-delivered programming services are not new
and innovative, and states that " (fjinding the right way, to market
these new services is central to ensuring their survival in an
increasingly competitive marketplace. " NCTA notes that cable tele-
vision taces competition trom conventional broadcast stations,
• subscription television (STV) , MDS, SMATV, videocassette recorders
and videotape players, and, potentially, direct broadcast satellites
(DBS) and low power television (LPTV) , and characterizes opponents'
tears ot cable monopoly practices as unrealistic. NCTA particularly
challenges NPTV' s contention that, absent local rate regulation,
cable operators will price their services at predatorily low rates
as an attempt to preserve NPTV trom competition, and antithetical
lto
Supreme Court antitrust doctrine. NCTA contends that " It)he public
would be best served it cable, MDS and other competitors were sub-
ject to regulatory parity, " and argues that just because cable is
able to provide its customers many channels ot programming at a
lower price (due to its inherent etticiency) than competing MDS can
is no reason to penalize it with unnecessary regulation to increase
its cost artiticially. Theretore, NCTA urges grant ot CCTV's
requested declaratory ruling.
•
•
10/ See note 2, supra. •
-9- - 60557
•
Discussion
11. The issues presented in this case are best
analyzed by reducing them to two gvections:
-Does the Commission's preemption extend to
all channels not offered as part of the
basic service package , regardless of their
type (e.g. , nonbroadcast premium, nonbroad-
cast advertiser-supported, or distant
broadcast signals)?
-Does the Commission's preemption of rate
regulation extend only to channels or
programs priced individually rather than in
tiers or groups?
To answer these questions it is necessary to reexamine past Commission
statements on the part played by cable television in contributing to
the availability of a diverse array of programming to consumers in the
overall context of a constantly - changing marketplace for video
services.
12. Preemption of nonbroadcast channels . The Commission
recognized fifteen years ago that cable television's multi-channel
capacity made it uniquely capable of augmenting the public's choice of
programs and types of services, without the use of valuable spectrum.
11/ Referring generically to these new types of nonbroadcast
programming as "program originations," the Commission noted that the
cable television industry was placing "increased emphasis on program
origination, both of a local and public service nature and of the
entertainment type, and on the provisions of other services to the
public." 12/ Consistent with its recognition of the potential value
of these "originations" on serving the unmet, specialized programming
needs of the public, the Commission adopted rules requiring cable
systems to provide at least one channel of local program
originations. The Commission specified that the federal interest in
program originations was not confined to locally-produced programming
only:
[The Notice] did not propose to restrict
[cable television] to local originations or
to bar originations of the entertainment
type or to preclude [cable television]
network operations. on an interponnected
basis. . . . While we regard augmented
opportunities for community self-expression
•
11/ Midwest Television, Inc., 13 FCC 478, 505-6 (1968).
12/ Notice of Proposed rulemaking and ?btice of Inquiry in D cket No. 18397, 15 FCC
2d 417, 418, 421-2 (1968), footnote anitted.
-10- 60558
as extremely important, the Commission has
also sought to prothote new nationaland
regional television ne-tWorks geftitilly and
intends actively to explore this possibility
for [cable television]
The Commission explained the need for exclusive federal jurisdiction
to bring about these developments:
Our experience in the broadcast field (both
commercial as well as noncommercial) , as well
as comments filed in this proceeding, leads us
to believe that the successful inauguration of
any new network is not an easy matter, to a
significant extent because of the high cost
and other difficulties in producing or
otherwise procuring programming in sufficient
quantity and quality for network operations. .
• . . [T]he public interest would best be
served for the present by encouraging [cable
television] to experiment and develop its
originations free from restriction as to
interconnection or limitations as to types of
programming, in the expectation that the end
result will be significant added diversity for
the public . . .
• . . The Commission would feel compelled to
oppose on behalf of the public, any proposal
which would preclude,:Loeb a teldV _ on]
from
.
systems . . . fro : f . _.
• regional or national ba s fbr till ose,
including the distribtttith f '; ment-
type programming. 14
13. The Commission took further stepi to assure that these
new services could respond to marketplace detandWr undistorted by
nonfederal rate regulation. The Commission spec ied that extra
charges could be levied by the system operator fdrinonmandatory
originations: "While we believe that the subscrAing public should
13 First Report and Order in Docket !b.' 18397, 20 FCC'2401, 203 (1969). The
Ccsmission further declared that ". 'Sprir�; :.4 - t that origination
to a significant extent could rpt.tib f 4•• =• by others,
and [cable television] network programming." d. att • -� • ficantly, even at
this initial stage of federal regulation the c)aratissionni the likelihood that
"[cable television) channel capacity might b9 titiiited-864 )'leans for local
distribution of satellite oa unications." Id. at 208. _ :•
14 Id. at 203, 205, 207.
-11-
GOS S
not be required to pay extra fees in order to obtain access to local
public service programming or presentations by political candidates on
the [cable system's] origination channel, we do not presently
contemplate any prohibition against higher monthly fees or per-program
charges for other minority-interezt t:ro• ramming, or special charges
for other extra services. 15 Having laid out this flexible overall
plan for pricing nonbroadcast services, the Commission specifically
declared that non-federal regulatory policies inconsistent with the
federal objective of unregulated availability and pricing of
nonbroadcast services were preempted. .16 .
14. In adopting comprehensive rules for cable television in
1972, the Commission established an overall regulatory scheme of
"deliberately-structured dualism," dividing regulatory
responsibilities between itself and nonfederal authorities. Certain
matters were reserved for exclusive federal control, others were given
over to exclusive nonfederal control, and still others were deemed to
be areas of shared jurisdiction wherein nonfederal authorities
regulated pursuant to Commission-set standards. Notwithstanding this
dualism we maintained our preemptive jurisdiction over nonmandatory
origination channels. Dual jurisdiction would be confusing and
impracticable, and desired experimentation might be jeopardized if
nonfederal authorities were to specify more restrictive regulations
than those prescribed by the Commission. 17/ In 1974 the Commission,
in the context of clarifying aspects of its overall regulatory
program, took notice of the fact that many nonfederal authorities were
proposing to regulate rates charged for nonbroadcast programming.
Once again the Commission declared:
It is premature to regulate along these lines.
Such regulation might destroy any chance for this
emerging communications service by stifling
competition, setting incorrect rates, and
establishing an atmosphere that deters
experimentation, innovation, or speculation. We
have pre-empted this area to avoid those pitfalls. 18/
15/ Id. at 216, emphasis added.
16 Id. at 223. Federal Preemption of CATV Regulation , 20 FCC 2d 741 (1969) and In
re Request by Time-Life Broadcast, Inc., 31 FCC 2d 747 (1,971), the latter stating
categorically that, "This Commission ruled that local authorities are pre-empted
from interfering with federally authorized cable television origination and
advertising. Accordingly, the Commission has preempted the field of pay television
cable cablecasting so that local franchise terms are inoperative."
17 Cable Television Report and Order, 36 FCC 2d 143, 193, 197 (1972).
18/ Clarification of the Cable television Rules and Notice of Proposed Rulemaking
and Inquiry, 46 FCC 2d 175, 185-6, 200 (1974).
60560
-12-
This -preemption, enunciated repeatedly by the Commission, 19 was
upheld by the Court in Brookhaven v. Kelly, supra.
15. Preemption of distant signal carriage. In addition to
broadly pre-empting rates charged for nonbroadcast program service, we
have pre-empted rates charged for distant broadcast signals not
offered as part of the basic subscriber package. The Commission
recognized in 1975 distant signals could be part of the mix of program
services available by satellite to cable systems. This recognition
came in the context of repealing the so-called "leapfrogging" rules,
which generally required cable operators to select non-network
affiliated broadcast stations for carriage on their systems pursuant
to a prescribed formula. The rules were inconsistent with the public
interest by frustrating subscribers' programming preferences. The
Commission specifically noted that transmission of broadcast signals
to cable systems nationwide via domestic satellite could soon be a
"realistic possibility," but, nevertheless, found that the
proliferation of "superstations" of this type was not likely to harm
local broadcasting. 20
16. At about the same time, the Commission issued a Notice
of Proposed Rulemaking dealing with the regulation of rates for basic
subscriber services. The Commission once again delimited those
services in which it had preempted jurisdiction over rate
regulation. Having just amended its rules to permit cable system
operators at their discretion to carry any distant independent
broadcast signals to fill their signal complements, 22/ the Commission
defined "regular subscriber service rates" to be
charges imposed for receipt of broadcast signals
required to be carried by our rules . . . It does
not apply to auxiliary services such as pay cable
advertising,• leased channels., etc. We continue to
believe that it is premature for any rate
regulation to be imposed on these other services.
19 See, e.g., Notice of Pro?osed Rulemaking_ in Docket No. 20681, 57 FCC 2d 368,
0 (7775); report and Order in Docket No. 21002, 66 FCC 2d 380, 402 n. 21 (1977);
Memorandum Opinion and Order and Further Notice of Proposed Rulemaking in Docket No.
21002, 57 FCC 2d 569, 584 n. 27 (1979); Rport and Order in Docket No. 20272, 54 FCC
M5, 863 (1975); First Report and Order in Docket Nos. 19554 and 18893, 52 FCC 2d
1, 67-8 (1975), vacated and remarried on other grounds sub nam. Home Box Office v.
FCC, 567 F.2d 9 (1976), cert. denied, 98 S.Ct. 111.
20 Report and Order in Docket No. 20487, 57. FCC 2d 625 (1975).
_fl Notice of Proposal Rulemaking in Docket No. 20681, 57 FCC 2d 368 (1975).
?�?/ At that time the ()anmission had in force rules limiting the numbers of distant
signals cable system were eligible to carry. These rules were eliminated by the
0xnnission in 1979, thus permitting cable operators to carry as many distant signals
as they wished. Report and Order in Docket No. 21284, 65 FCC 2d 9 (1979), aff'd sub
nan: Malrite v. FCC, 652 F.24. 1140 (2d Cir. 1981).•
•
-13-
60561
We have pre-empted such regulation with the express
intent of allowing the market place to function
freely. j
17. Thus, the Commission has deliberately preempted state
regulation of non-basic program offerings, both non-broadcast programs
and broadcast programs delivered to distant markets by satellite.
While the nature of that non-basic offering was (and still is)
developing, the preemptive intent, and the reasons for that
preemption, are clear and discernible. Today, the degree of diversity
in satellite delivered program services reflects the wisdom of freeing
cable systems from burdensome state and local regulation in this
area. So-called "premium" offerings such as HBO, Showtime, and The
Movie Channel, along with narrowcast channels such as Christian
Broadcasting Network, Nickelodeon, and Black Entertainment Television
manifest the rich variety available to cable subscribers under a
policy of nonbasic preemption.
18. Second, it is also clear that our preemptive
jurisdiction logically extends to nonbasic services whether they are
priced individually by channel or by program or as a group in one or
more tiers of service.
19. "Tiering" of nonbasic subscriber services is a develop-
ment of the late 1970's. 2..4.7Tiering became feasible through the
expansion of domestic satellite service, the expanded channel capacity
on new or upgraded cable television systems, and the emergence of
cable in the major metropolitan areas. The development of tiered
services does not, however, connote that the market for cablecast
video services is now mature, and that the premise for federal
preemption has disappeared. Plainly, the market for cablecast video
services is still volatile and rapidly changing in response not only
to the specialized programming needs of cable subscribers but also to
new competitive challengers in the overall video services market.
2_5.7 And the video field has grown since preemption was enunciated.
In restating our preemption of regulation of nonbasic subscriber
services in 1975 we cited as their competitive alternatives free
television, motion pictures, live sports, and other entertainment
events. Today the ranks of competitive alternatives have swelled to
include video cassette, video disc, video games, home computers, low
power television, multi-channel MDS, SMATV, and DBS, most of which
enjoy great pricing flexibility.
23 Notice of Proposed Rulemaking in Dxket No. 20681, ,supra at 370. (eanphasis
added).
•
24 Telepranpter Corporation, 87 FCC 2d 540, 561 n.69 (1981).
25/ The demise of CBS Cable, the Entertainment Channel, and 1 leFrance and the
merger of Satellite News Channels into Cable News Network in the last year reflect
the developmental character of cable program services.
•
•
-14-
60562
20. - These vigorous and growing competitors in the video
services market pose a new challenge to nonbroadcast programming
entreprenuers and cable system operators. This challenge is not, as
it formerly was, simply to find new services that subscribers would
find attractive, but rather to package or combine services to maximize
attractiveness to consumers in different markets and in anticipation
of the penetration of those local markets by other, new services. In
this sense it is fair to say that the development of different.
individual channels of nonbasic subscriber services represents but one
phase -- the first phase -- in the evolution of the market for cable
video. The next phase -- the one which has just recently begun -- is
packaging services, at appropriate prices, to meet consumer demand in
a myriad of localities featuring different combinations of competitive
video alternatives. The current situation requires that system
operators and nonbroadcast programming entrepreneurs retain maximum
flexibility: in the marketplace to experiment with types of program
offerings and methods to pay for such programs, i .e. , advertisers,
subscriber fees, network compensation, or a combination. 26/.
Continued federal preemption is needed to preclude artifi is al and
unnecessary skewing of the market that nonfederal regulation of entry
and price could produce. 22/
21. To suggest, as do PSC and the others, that nonfederal
rate regulation should depend upon the manner in which a particular
service is marketed or delivered, contradicts the very basis of the
Commission's preemption policy. Indeed, allowing preemption to depend
upon such a distinction would, as CATC has recognized (see paragraph
5, supra) , "create disjunctive practices in the marketplace,"
While this proceeding is directed primarily to issues involving state or local
rate controls, we remain concerned with other types of regulations that may impede
new cable services and burden interstate oarnunications. State controls over
advertising on cable channels distributed by space satellite may both undercut the
economic base for such services and render their operation on an interstate basis a
practical impossibility. 1st have in the past stated that local franchise provisions
or regulations that prohibit advertising in a manner consistent with our rules are
preempted. Federal Preemption of CATV Regulations, supra note 16. The types of
regulation promulgated by the state of Oklahoma in Oklahoma Telecasters Ass'n v.
Crisp, 699 F.2d 490 (10th Cir. 1983), petition for cert. filed sub. nam Capital
Cities Cable, Inc. v. Crisp, No. 82-1795, *ad thus undernine the goals of
preemption articulated by the Commission in this and earlier cases.
27 An unregulated marketplace facilitates the development of tiered services in
several ways. Fbr example, it may be efficient for prospective subscribers to be
able to sample a bundle of services by making a single transaction. Likewise,
tiering may simplify and reduce the costs of billing subscribers. If tier prices
are regulated, new programming may be discouraged by the fear that regulation would
prevent its marketing at a compensatory price. Programmers may be moved to avoid
tiering of those channels that are offered, sacrificing the transactions and billing
efficiencies, and cable operators would be restricted in the marketing tools they
can use to bring new services to the attention of subscribers.
.f .
-15-
Competitive Standard Rulemaking Report and Order at para. 46. Absent
a specific showing of a need for regulatory intervention -- a showing
which PSC and other opponents have not made -- it is in the public
interest for entrepreneurs and firms engaged in dynamic industries,
such as video programming for cable television, to enjoy maximum
flexibility in their responses to innovations and developments within
the industry. See , e.g. , Teleprompter Corporation , 87 FCC 2d at 579
(separate statement of Commissioner Fogarty) . Accord, First Report
and Order in CC Docket No. 79-252, 85 FCC 2d 1,75-11-§80) ; Further
Notice of Proposed Rulemaking in CC Docket No. 79-252, 84 FCC 2d 445,
453-454 (1980) . 28/ Moreover, it appears that the existing
competitive marketplace is sufficiently capable of imposing controls
on pricing policies for auxiliary video services. Accordingly, we see
no reason today to limit the scope of our preemption of state and
local rate regulation of services not regularly provided to all
subscribers, and we find that In re Proposed General Order No. 40,
supra, is contrary -to our.preemption policy and hence of no force or
effect . See Report and Order in Docket No. 20272, supra n.20.
Accord, Telecable Associates, Inc. , Mimeo No. 2885, 51RR .2d 147, 152
( 1982) ; Commercial Communications, Inc. , FCC 80-519, 81 FCC 2d 106,
118 ( 1980) .
22. In view of the foregoing, we find that grant of the
declaratory ruling requested by CCTV is in the public interest.
23. Accordingly, IT IS ORDERED, That the "Petition for
Special Relief Requesting Declaratory Ruling" (CSR-2269) filed
February 3, 1983, by Community Cable TV, Inc. IS GRANTED.
FEDERAL COMMUNICATIONS COMMISSION
•
• William J. Tricarico
Secretary
•
•
The need for such flexibility is further buttressed by the fact that, as CCC
has noted (see note 7, su ra), most of the nation's cable systems are still twelve-
channel systems. Broadcasting/Cablecasting Yearbook 1983 at D-1, D-3.